Digital Support Manager at Glide reimagining banking experiences for financial institutions. Providing client support and leveraging operational insights for product improvements.
About the role
- Trade Supervision Manager overseeing daily trade reviews and compliance practices in mutual fund industry. Collaborating with teams to enhance compliance outcomes and support advisors in regulatory requirements.
Responsibilities
- Conduct Tier 1 supervision activities, including daily and monthly trade reviews
- Effectively manage queries supporting trade supervision
- Collaborate with Compliance Best Practices team for training and coaching
- Identify and resolve issues impacting compliance outcomes
Requirements
- 2 years experience in a registered capacity
- Mutual Fund Dealer Branch Manager proficiency
- Completion of the Branch Manager’s Course Exam (CSI) or equivalent
- Strong knowledge of mutual fund industry compliance standards
- Bilingualism (French, English) is an asset
Benefits
- Flexible working hours
- Professional development opportunities
- Diversity and inclusion programs
- Health and wellness programs
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