Field Compliance Summer Associate supporting agronomic research and development in canola at BASF's Agricultural Solutions team in Alberta. Involves data collection, crop monitoring, and field logistics.
SF
Hybrid Advisor, Asset Management Compliance
Posted 10 hours ago
About the role
- Compliance Advisor in Asset Management Compliance focusing on regulatory policies and private investments. Supporting compliance activities and interactions across investment teams and legal departments.
Responsibilities
- Compliance Advisor – Asset Management Compliance role supporting various regulatory policies, including Material Non-Public Information and Information Barriers.
- Focus on the private investments/alternatives program and support the Control Room Director.
- Support both private side and public side activity, with cross-firm interactions.
- Frequent interactions with investment professionals to understand investment activities and safeguards.
- Time sensitive reviews of information and guidance related to MNPI considerations.
- Documentation of processes and development of procedures to support MNPI program.
- Operate in areas such as eCommunications, access provisioning, and information barriers.
Requirements
- Bachelor's degree with 5+ years’ experience in a financial services environment preferred.
- Knowledge and understanding of alternative investment products, including private funds, hedge funds, private credit, real assets, structured products, and digital asset strategies a plus.
- Aptitude to independently research regulatory requirements related to alternative investments and apply them to current scenarios.
- Ability to develop and implement net-new processes and document procedures autonomously.
- Effective interpersonal and communication skills with the ability to work collaboratively across various levels within the organization.
- Exceptional organizational skills with a proven track record to multi-task with attention to detail.
- Sound decision-making ability, risk management skills, and the wherewithal to escalate timely when needed.
Benefits
- Health insurance
- 401(k) matching
- Flexible work arrangements
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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