Auditor role assisting internal control and liaising with external auditors at Sanlam Group. Preparing audit working papers and executing control adequacy reviews for business processes in financial services.
About the role
- Senior Auditor conducting internal audits and control effectiveness reviews at Sanlam Group. Leading audit processes and reporting findings within a diverse financial services environment.
Responsibilities
- Define sample criteria / extract samples
- Perform control effectiveness reviews (CERs)
- Confirm effective working of internal controls by execution of audit test plan
- Document audit work
- Draft/ update audit test plan with changes
- Communicate audit observations (developing appropriate management comments and basic audit reporting)
- Perform control adequacy reviews (CARs)
- Obtain background information, define the business process and identify the objectives of the process
- Identify and score risks and identify risk mitigation strategies
- Assess level of residual risk and report on high levels of residual risks
- Communicate audit observations (developing appropriate management comments and basic audit reporting)
- Draft/ update audit test plan with changes
- Assist Audit Manager/ Audit Specialist with the management of the execution of the control effectiveness reviews
- Identify key controls
- Create / update / finalise the audit test plan to test the effectiveness of key controls
- Assemble and set-up the internal auditors
- Provide on-the-job supervision and transfer of knowledge
- Report control breakdowns / audit findings to appropriate levels of management
- Perform ad hoc management requests / projects
- Transfer of knowledge to Auditors
- Client relationship management
- Assist with performing “on-the-job” quality assurance (including selected CER file and audit test plan review)
- Provide ad hoc assistance to Audit Manager/ Audit Specialist.
Requirements
- A completed B. Com degree in Accounting / Financial Accounting / Management Accounting or equivalent degree or Diploma in Internal Auditing
- Minimum of 5 years audit experience or completed SAICA articles
- Audit experience in Financial Services, specifically Investment Management will be to your advantage
- Prepared to travel
- Valid driver’s license
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Professional development
- Travel allowance
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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