Join Nasdaq's legal team as a Commercial & Nasdaq Fund Secondaries Counsel. Negotiate complex agreements and advise on broker-dealer regulation for fund secondaries and Corporate Solutions.
Responsibilities
Negotiate complex commercial agreements, including technology contracts and fund-related transactions
Partner with business leaders across regions to structure transactions, manage legal risk, and support product innovation
Collaborate with compliance, product, and commercial teams to deliver integrated legal solutions
Advise internal stakeholders on broker-dealer regulatory requirements and compliance matters
Provide strategic guidance on securities law matters impacting Nasdaq's fund secondaries platform and commercial operations
Requirements
JD degree from a top-tier law school and active bar membership
At least 7 years of experience at a major law firm; additional in-house experience is a plus
Proven ability to negotiate and close complex transactional agreements, including technology contracts
Strong knowledge of broker-dealer regulation, compliance frameworks, and securities law
Clear communicator with experience in collaborative, fast-paced, global environments
Experience with the Investment Company Act of 1940 and the Investment Advisers Act of 1940 (preferred)
Familiarity with investment funds and asset management regulatory frameworks (preferred)
Prior work with fintech, capital markets, or fund secondaries platforms (preferred)
Benefits
Comprehensive medical, dental and vision coverage
401(k) program with 6% employer match
Employee Stock Purchase Program with 15% discount
Student loan repayment program up to $10k
Company paid life and disability plans
Generous paid time off
Paid parental leave
Fertility benefits
Paid bereavement leave
Education Assistance Program
Robust job skills training
Professional development opportunities
Paid volunteer days
Company gift matching program
Job title
Associate General Counsel, Commercial & Fund Secondaries
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