Compliance Officer conducting onsite and remote branch examinations at Aviso Wealth. Join our dynamic team improving the financial well - being of Canadians through compliance oversight.
About the role
- Conducting complex English language research for Fortune 500 clients. Analyzing findings and writing concise reports in a collaborative, fast-paced environment.
Responsibilities
- Conduct increasingly complex English language research using public record databases, commercial and proprietary databases, media sources and the Internet
- Analyze and synthesize relevant research findings
- Write well-structured, concise, logical and objective reports to provide clients with an accurate assessment of the findings
- Manage multiple assignments from start to finish in a fast-paced environment
Requirements
- Native or equivalent English language proficiency in reading comprehension
- Extremely strong English-language writing skills
- Ability to conduct online research using various primary and secondary sources
- Ability to quickly and effectively summarize information from multiple sources into concise analytical assessments
- Ability to work independently in a fast-paced, collaborative environment
- Ability to understand, accept and apply constructive feedback
- Responsible for managing and prioritizing several projects or assignments simultaneously while meeting tight deadlines
- Undergraduate or graduate degrees, especially in the social sciences, are preferred but not required
- Organizational and time management competencies
- Attention to detail
- Ability to communicate effectively verbally and in writing
- Interest and understanding of current events, international affairs, financial regulations, and economics and/or finance
- Basic knowledge of litigation, regulatory, sanctions and corporate organization / structure terminology and concepts is highly preferred
- 1-2 years of professional experience (including internships)
Benefits
- Healthcare Coverage: Comprehensive medical, dental, and vision plans.
- Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.
- Protective Insurances: Life insurance, short- and long-term disability coverage, and accident protection.
- Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.
- Retirement Plans: 401(k) plans with company matching.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Group Regulatory Policy Manager overseeing regulatory policy strategy and advocacy at Lloyds Banking Group. Collaborating across teams to enhance regulatory insights and communications.
Compliance Assistant Manager supporting regulatory and business change activities at Western Alliance Bank. This role involves oversight, guidance, and collaboration across multiple business lines.
Compliance Specialist in research administration at WashU. Developing knowledge of programs and ensuring compliance with policies and regulations.
Global Regulatory Lead managing regulatory strategies and compliance for new pharmaceutical products. Collaborating with global teams and authorities throughout the product lifecycle.
Manager of Software Audit overseeing software license compliance and SAM capabilities at Gap Inc. Collaborating cross - functionally to analyze software usage and enforce adherence to licensing requirements.
Security Worker responsible for maintaining security at Kauffman Stadium. Conducting patrols, inspections, and collaborating with local authorities for safety management.
Director of US Regulatory Affairs leading end - to - end labeling processes in a biopharmaceutical company. Collaborating with cross - functional teams ensuring compliance in labeling development and management.
Compliance Officer providing proactive regulatory compliance and risk advisory for Canadian Reinsurance businesses. Supporting local teams and managing compliance frameworks for Swiss Re Canada.
Associate Regulatory Reporting role at coni + partner consulting for an international bank, focusing on IFRS and regulatory reporting tasks. Collaboration on worldwide regulatory compliance and reporting processes.