About the role

  • Compliance Manager in an asset management firm, designing and executing compliance monitoring activities. Collaborating with stakeholders and contributing directly to Board reporting and regulatory outcomes.

Responsibilities

  • Owning, developing, and executing the compliance monitoring plan—including thematic and desk‑based reviews and report production.
  • Administering and overseeing the provision of compliance training via a third‑party online provider.
  • Reviewing marketing materials to ensure they meet regulatory and internal standards.
  • Assisting with MI production for the Board to inform governance and decisions.
  • Supporting regulatory reporting to ensure accurate, timely submissions.
  • Updating compliance procedures for the areas within your remit.
  • Regulatory horizon scanning
  • Additional tasks as determined by the Head of Compliance

Requirements

  • You will have around 4+ years’ experience within the Compliance function of an asset management firm.
  • You will have hands‑on experience in compliance monitoring.
  • You will bring strong attention to detail and produce accurate work.
  • You are highly organised and comfortable managing multiple tasks simultaneously.
  • You communicate clearly and confidently in writing and verbally with stakeholders.

Benefits

  • 25 days of annual leave with the option to buy an extra 5 days each year.
  • Benefit from enhanced paternity, maternity, and shared parental leave.
  • Secure your future with our pension scheme.
  • Advance your career with sponsored learning and development, including formal qualifications.
  • Private medical insurance as employee wellbeing matters
  • Stay fit with discounted gym memberships.
  • Take advantage of the Bike to Work scheme for eco-friendly commuting.

Job title

Compliance Manager

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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