Compliance Manager in an asset management firm, designing and executing compliance monitoring activities. Collaborating with stakeholders and contributing directly to Board reporting and regulatory outcomes.
Responsibilities
Owning, developing, and executing the compliance monitoring plan—including thematic and desk‑based reviews and report production.
Administering and overseeing the provision of compliance training via a third‑party online provider.
Reviewing marketing materials to ensure they meet regulatory and internal standards.
Assisting with MI production for the Board to inform governance and decisions.
Supporting regulatory reporting to ensure accurate, timely submissions.
Updating compliance procedures for the areas within your remit.
Regulatory horizon scanning
Additional tasks as determined by the Head of Compliance
Requirements
You will have around 4+ years’ experience within the Compliance function of an asset management firm.
You will have hands‑on experience in compliance monitoring.
You will bring strong attention to detail and produce accurate work.
You are highly organised and comfortable managing multiple tasks simultaneously.
You communicate clearly and confidently in writing and verbally with stakeholders.
Benefits
25 days of annual leave with the option to buy an extra 5 days each year.
Benefit from enhanced paternity, maternity, and shared parental leave.
Secure your future with our pension scheme.
Advance your career with sponsored learning and development, including formal qualifications.
Private medical insurance as employee wellbeing matters
Stay fit with discounted gym memberships.
Take advantage of the Bike to Work scheme for eco-friendly commuting.
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