Compliance Business Oversight Manager reshaping compliance structures at TD Bank. Collaborating to manage regulatory compliance in a fast - paced environment.
About the role
- Compliance Manager in an asset management firm, designing and executing compliance monitoring activities. Collaborating with stakeholders and contributing directly to Board reporting and regulatory outcomes.
Responsibilities
- Owning, developing, and executing the compliance monitoring plan—including thematic and desk‑based reviews and report production.
- Administering and overseeing the provision of compliance training via a third‑party online provider.
- Reviewing marketing materials to ensure they meet regulatory and internal standards.
- Assisting with MI production for the Board to inform governance and decisions.
- Supporting regulatory reporting to ensure accurate, timely submissions.
- Updating compliance procedures for the areas within your remit.
- Regulatory horizon scanning
- Additional tasks as determined by the Head of Compliance
Requirements
- You will have around 4+ years’ experience within the Compliance function of an asset management firm.
- You will have hands‑on experience in compliance monitoring.
- You will bring strong attention to detail and produce accurate work.
- You are highly organised and comfortable managing multiple tasks simultaneously.
- You communicate clearly and confidently in writing and verbally with stakeholders.
Benefits
- 25 days of annual leave with the option to buy an extra 5 days each year.
- Benefit from enhanced paternity, maternity, and shared parental leave.
- Secure your future with our pension scheme.
- Advance your career with sponsored learning and development, including formal qualifications.
- Private medical insurance as employee wellbeing matters
- Stay fit with discounted gym memberships.
- Take advantage of the Bike to Work scheme for eco-friendly commuting.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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