Assistant Vice President responsible for executing audits in the Global Financial Crimes department at MUFG. Ensuring compliance with regulations and best practices in financial crime risk management.
About the role
- Financial Crime Controls SME overseeing controls testing and design for a Tier 1 financial services organization. Engaging with stakeholders and ensuring regulatory compliance in a hybrid role.
Responsibilities
- Lead and oversee Financial Crime controls testing activity
- Provide SME-level challenge on control design and effectiveness
- Review transaction monitoring frameworks, systems, and processes
- Identify systemic control issues and drive improvement initiatives
- Support regulatory remediation and assurance programmes
- Engage and influence senior stakeholders across risk, compliance, and operations
Requirements
- 5+ years of experience in Financial Crime controls
- Extensive financial services experience
- Strong background in controls testing and controls management
- Audit leadership or regulatory remediation programme exposure
- Understanding of Financial Crime controls and testing methodologies
Benefits
- 2 days onsite
- Competitive salary
- Inside IR35
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Partner in Financial Crimes, Risk & Compliance at Guidehouse advising top - tier financial services clients. Drive client relationships and lead strategic financial solutions to enhance value and achieve results.
Manager overseeing financial crimes risk assessments for City National Bank and its subsidiaries. Supporting compliance and governance in relation to financial crime - related program requirements.
Senior Manager executing Financial Crimes Risk Assessments for CUSO, focusing on AML, Sanctions, and ABAC compliance. Ensuring data quality and documenting risk assessment processes with stakeholders.
Financial Crimes Investigator conducting investigations into fraudulent activities at Truist. Ensuring compliance with laws while managing risk and analyzing suspicious transactions.
Conduct investigations into potentially fraudulent and/or suspicious activities in financial services. Ensure compliance with laws and regulations while analyzing high - risk transactions.
Financial Crimes Investigator II at Truist, focusing on potentially fraudulent activities and compliance with laws through investigations. Collaborating with leadership to ensure risk management and loss prevention.
Deputy Money Laundering Reporting Officer ensuring compliance with AML laws and regulations in Crown Dependencies. Collaborating with regulators and supporting business growth in financial crime risk framework.
Financial Crimes Specialist at Vanguard conducting investigations into suspicious financial activities. Mentoring team members and ensuring compliance within AML regulations while staying updated with industry trends.
AML Compliance Advisor providing guidance on compliance risks and supporting advisory processes at Capital One. Involves risk management, data analysis, and regulatory compliance evaluations.