Assurance Senior implementing planned audit procedures for clients at EY Guam. Responsible for coordinating audits and maintaining client relationships while ensuring compliance with standards.
CO
Hybrid Principal Auditor, Experienced Senior Auditor, Consumer Lending
Posted 17 hours ago
About the role
- Principal Auditor leading audits in Consumer Lending at Capital One, ensuring effectiveness of internal controls and compliance. Collaborates with teams in an agile environment.
Responsibilities
- Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits
- Develop engagement planning documentation for assigned areas
- Design and execute appropriate audit procedures to verify the effectiveness of internal controls
- Document auditee processes and procedures, review and analyze evidence, and identify potential issues
- Prepare clear, organized, and complete documentation to support work performed, including draft findings
- Establish and maintain good client and team relations during engagements
- Effectively communicate information and audit progress to team, clients and auditor-in-charge
- Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results
- Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires
Requirements
- Bachelor's Degree or military experience
- At least 3 years of experience in auditing
- At least 3 years of experience in accounting
- At least 3 years of experience in risk management
- At least 3 years of experience in compliance
- At least 2 years of experience in leading audits and performing in the role of auditor-in-charge (preferred)
- 2+ years of experience in banking or in financial service (preferred)
- 1+ years of experience in performing data analysis including analyzing large data sets using audit tools (preferred)
- Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) (preferred)
Benefits
- Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
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