Client Delivery Manager overseeing onboarding and integration for FINBOURNE's SaaS solutions in financial services. Managing complex projects and stakeholder relationships to ensure successful client engagements.
AL
Hybrid Manager, Central Supervision Unit
Posted last month
About the role
- Sales Supervision Manager overseeing advisor marketing and communications activities for compliance in a flexible environment. Collaborating and coaching advisors for performance improvement across multiple platforms.
Responsibilities
- Supervising advisor marketing and communications activities
- Collaborating with advisors and field leaders
- Complete supervisory analysis using risk-based judgement
- Communicate with advisors and field leaders regarding results of supervisory activity
- Support the team’s efforts to innovate and improve process efficiency
- Keep updated on changes in the regulatory environment
Requirements
- Bachelor’s degree
- 3-5 years' relevant experience
- Active SIE (Securities Industry Essentials)
- Active Series 7 or the ability to obtain within 120 days
- Active Series 63/65 or 66 or ability to obtain within 120
- Active Series 24 or ability to obtain within an additional 120 days
Benefits
- Health, dental and life insurances
- 401(k)
- Vacation time
- Sick time
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